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DPT-3 Filing
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DPT-3 Filing

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Overview

What is a DPT-3 Filing?

Every company is required to disclose particulars of deposits and other outstanding receipts of money or loans that are not treated as deposits, in order to give the Registrar of Companies (ROC) visibility into the company's borrowings and inter-corporate/related-party funding.

Note on DPT-3 Filing

Return of Deposits / Outstanding Receipt of Money or Loan under the Companies (Acceptance of Deposits) Rules, 2014

1. Introduction

Every company is required to disclose particulars of deposits and other outstanding receipts of money or loans that are not treated as deposits, in order to give the Registrar of Companies (ROC) visibility into the company's borrowings and inter-corporate/related-party funding.

This is done by filing Form DPT-3, in accordance with Section 73 of the Companies Act, 2013 read with Rule 16 of the Companies (Acceptance of Deposits) Rules, 2014. Form DPT-3 is essentially a return giving details of the outstanding money or loans received by a company that have not been considered as deposits, in accordance with Rule 2(1)(c) of the Deposit Rules, as well as particulars of actual deposits, if any, accepted by the company. It applies to all companies – private, public, small, or otherwise – other than Government companies, and is filed annually to keep the ROC updated on the company's outstanding borrowings as on 31st March each year.

2. Salient Features of DPT-3 Filing

Mandatory for almost all companies

Every company, other than a Government company, having any outstanding loan or money received (whether treated as a deposit or exempted from the definition of deposit) as on 31st March of a financial year must file Form DPT-3, irrespective of whether the company has actually accepted deposits from the public.

Covers both deposits and exempted borrowings

DPT-3 covers not only actual ‘deposits’ taken from the public/members, but also amounts that are excluded from the definition of deposit under Rule 2(1)(c), such as loans from directors, loans from banks/financial institutions, unsecured loans from holding/subsidiary/associate companies, share application money pending allotment beyond the prescribed period, and advances received for goods/services.

Different filing categories based on nature of funds

Form DPT-3 can be filed as a ‘Return of Deposit,’ ‘Particulars of transactions not considered as deposit,’ or ‘Return of Deposit and Particulars of transactions not considered as deposit,’ depending on the nature of the outstanding amounts.

Annual filing – due by 30th June

DPT-3 must be filed annually, on or before 30th June, giving details of outstanding money or loans as on 31st March of the immediately preceding financial year.

Auditor's certificate required

The particulars in DPT-3 must be certified by a statutory auditor of the company, confirming the correctness of the figures disclosed, based on the audited financial statements.

NIL filing not mandatory if there are no outstanding amounts

Companies with no outstanding loans, deposits, or exempted receipts as on 31st March are generally not required to file DPT-3 for that year, since the filing obligation is triggered only by the presence of outstanding liabilities.

3. Frequently Asked Questions (FAQs)

Collapsible FAQs (or accordions) let visitors browse questions and click to expand answers, keeping pages uncluttered

What happens if a company fails to file Form DPT-3 on time? +
Ans. Late filing of Form DPT-3 attracts an additional government fee that increases with the period of delay, and continued non-compliance may expose the company and its officers to penalty for violation of Section 73 read with the Companies (Acceptance of Deposits) Rules, 2014.
Is DPT-3 applicable to private limited companies as well? +
Ans. Yes. DPT-3 applies to all companies, including private limited companies, One Person Companies, and small companies, other than Government companies, provided they have outstanding deposits or exempted receipts as on 31st March.
Can DPT-3 be filed for multiple categories of transactions in a single form? +
Ans. Yes. Form DPT-3 allows selection of the appropriate purpose – return of deposit, particulars of transactions not considered as deposit, or both – depending on the nature of outstanding amounts the company needs to disclose for that financial year.
Is share application money required to be reported in DPT-3? +
Ans. Share application money pending allotment is generally not treated as a deposit if allotted or refunded within the prescribed period (60 days); if it remains pending beyond this period without allotment or refund, it may be treated as a deposit and would need to be reported accordingly.
Who is authorised to sign and file Form DPT-3 on behalf of the company? +
Ans. Form DPT-3 is digitally signed by a director, the Managing Director, the Company Secretary, or the CFO of the company who is duly authorised by the Board, using their Digital Signature Certificate (DSC).


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